What We Do

strategy will get you where you
want to go?
with a comprehensive financial
planning based approach to
determine your customized plan
of action.


to our market expectations
or anywhere in between


information
and develop a plan of action
recommendations you choose
your plan (2-4 times per year recommended)


recent estate tax laws
overall estate
to improve your plan
to execute documents
(through third-party attorneys)


life insurance
estate planning purposes
and property and casualty insurance


responsibilities as a plan sponsor
improvement
your goals as an employer
not limited to, market and plan performance, watch list
recommendations,investment and fiduciary news,
and fee monitoring
and repeatable, well-documented investment processes


gains taxes through tax-loss harvesting
income from the portfolio
a third-party CPA
(through third-party CPA)

will get you where you want to go?
comprehensive financial planning based
approach to determine your customized
plan of action.

MANAGEMENT
PLANNING
SOLUTIONS
PLANNING
PLANNING
MANAGEMENT

- Investment Management
- Retirement Planning
- Tax Planning
- Estate Planning
- Corporate Planning
- Risk Management
Investment Management
- Planning based investment process
- Use Spotlight models as the basis to build a portfolio
- Customize portfolios around existing positions
- Defined research process to evaluate current holdings
- Use option strategies to potentially reduce risk or enhance income/return
- Account aggregation to provide holistic advice
- Re-balancing
- Tax-loss harvesting
Retirement Planning
- Define your goals, needs, and objectives
- Define the scope of the engagement
- Provide and discuss relevant personal and financial information
- Analyze and evaluate data
- Develop and present recommendations
- Implement recommendations (client decision)
- Meet 2-4 times per year to monitor and update plan
Tax Planning
- Manage portfolios to minimize capital gains
- Use asset location to minimize taxable income from the portfolio
- Tax consultations for all clients available through a contracted CPA
- Tax preparation services included through a 3rd party for clients as part of our family office services
Estate Planning
- Detailed financial planning to determine the proper estate plan
- Review any existing documents
- Recommend the best plan for the future
- Refer to 3rd party attorneys to execute documents
- Document preparation is included as part of our family office services through our 3rd party contractors
- Implement an investment plan to maximize the goals of the overall estate plan
Corporate & Business Planning
- Retirement, insurance, and benefits consulting
- Non-Qualified executive compensation and benefits
- Executive and key person retention
- Buy-Sell and succession planning
- Risk management and mitigation
- Cash flow analysis and modeling
- Capital structure analysis and planning
Risk Management & Insurance
- Survivor needs analysis
- Term life insurance recommendations to fill gaps in survivor needs
- Life insurance as part of an estate plan
- Disability insurance analysis
- Long-Term care analysis
- Property and casualty insurance analysis